Charles Schwab & Co. Custodian Information 2017-09-13T15:42:26+00:00
Charles Schwab & Co. Schwab Institutional provides GGM and our clients with access to its institutional brokerage, including trading, custody, reporting, and related services, many of which are not typically available to Schwab retail customers. In addition, Schwab also makes available various support services. Some of those services help us manage or administer our clients’ accounts, while others help us to manage and grow our business.

GGM Wealth Advisors recommends that our clients use Charles Schwab & Co., Inc. (Schwab), a registered broker-dealer, member SIPC, as the qualified custodian of all actively managed accounts. Schwab holds client assets in a brokerage account titled in the client’s name, and buys and sells securities when GGM instructs them to do so.

 

For further information, please refer to the documents below:

Schwab Alliance Information
Schwab: “A Winning Relationship”
Asset Protection at Schwab
Schwab’s Financial Strength 
schwab_alliance winning-relationship asset-protection-at-schwab financial_strength